The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to promote the orderly growth and development of an efficient, fair and transparent securities market in which investors and the integrity of the market are protected.
In an effort to digitize and streamline its operations, with effect from Wednesday 8th April 2020, all payments, including licensing, renewals, operator levies and all other payments should be made directly into the Commission’s bank account detailed below:
|Bank Name||Ecobank Ghana Limited|
|Account Name||Securities and Exchange Commission|
|Bank Branch||Head Office|
Market Operators are to send the payment advice to firstname.lastname@example.org and copy their relevant departments per the table below:
|Fund Managers, Mutual Funds, Unit Trusts, Custodians, Trusteesemail@example.com|
|Broker-Dealers, Investment Advisers, Primary Dealersfirstname.lastname@example.org|
|Securities Exchanges, Depositories, Registrarsemail@example.com|
|Securities issuers, Issuing Houses, Reporting Accountants and Auditorsfirstname.lastname@example.org|
This Directive is issued pursuant to sections 3, 14, 15 and 209 of the Securities Industry Act, 2016 (Act 929)
BY ORDER OF
SECURITIES AND EXCHANGE COMMISSION.
DATED THE 8th APRIL, 2020
The full directive can be downloaded here