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  • Home
  • About Us
    • Overview
    • Our History
    • Vision and Mission
    • Commissioners
      • Executive Commissioners
      • Non Executive Commissioners
    • Departments
    • Careers at SEC
  • Licensees
  • Market Information
    • Licensing Requirements
      • Application Forms
      • Market Fees and Charges
    • Anti-Money Laundering
    • Enforcement Actions
    • Summary of Cases & Briefs
    • Public Notices and Press Releases
  • Laws and Regulations
    • Securities Industry Laws
    • Circulars and Codes
    • Directives and Guidelines
  • Publications
    • SEC Annual Reports
    • SEC Quarterly Newsletter
    • Speeches and Presentations
    • IOSCO News and Country Reports
  • FAQs

Circulars

2016 - 2020

CIRCULAR TO AUDITORS OF CAPITAL MARKET OPERATORS

CIRCULAR ON CONORAVIRUS (COVID-19)

CIRCULAR ON APPOINTMENT OF FUND MANAGERS FOR 18 COLLECTIVE INVESTMENT SCHEMES

Market Guidance Note – New Funds Undermanagement Reporting Format

2011 - 2015

Application for Mutual Fund Schemes

Circular on GSIA

Final Permissible Activities in Securities Market

2000 - 2010

Imposition and Publication of Sanctions

Periodic Compliance Reports By Broker-Dealers and Investment Advisers

Codes

2016 -2020

Corporate_Governance_Code

info@sec.gov.gh No. 30, 3rd Circular Road, Cantonments, Accra. +233-302-768970-2 P.O. Box CT 6181 Cantonments, Accra Ghana Post GPS: GL-076-6028
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